must understand: ( 1) the procedures and
underlying principles of appellate jurisdiction; and ( 2) the problems that premature notices of appeal cause, such as needless waste of time, increased expense,
delayed resolution, further burdening an
already overburdened court—and disdain
from Arizona’s appellate courts.
This article also describes new rules,
effective January 1, 2014, that aim to
help cure jurisdictional defects arising
from premature notices of appeal.
Shifting Jurisdiction:
From Trial Court to Court
of Appeals
A “Notice of Appeal” (NOA) transfers
jurisdiction of a case from the trial court
to the Arizona Court of Appeals. An
NOA must state the name of the trial
court and action, specify the judgment or
order being appealed, name the appellant
or appellants, name the court to which
the appeal is taken, and be signed by the
party appealing or its attorney. 3 The NOA
must be filed with the Clerk of the
Superior Court, not the Court of
Appeals. 4 Appellants are not required to
specify which appellees the appeal is being
taken against, but when only some
appellees are listed, the appellate court
does not have jurisdiction over unlisted
appellees. 5
Where an opposing party has adequate
notice of an appeal, and is not otherwise
prejudiced, technical errors in the lan-
guage of the NOA do not ordinarily pre-
vent appellate courts from reaching the
merits of the appeal. 6 For example, an
NOA that named parents as appellants,
but failed to name the injured child on
whose behalf the parents brought the
action, nonetheless sufficiently perfected
the child’s appeal as well. 7 Similarly, an
NOA that referred only to a judgment in
favor of county defendants, and not to
the judgment regarding the city defen-
dants, sufficiently preserved appellant’s
appeal against both of these government
appellees because both received the
NOA and participated in post-judgment
proceedings pertaining directly to the
appeal. 8 Though an NOA should specify
the judgment or part thereof appealed
from, it need not designate intermediate
orders involving the merits of the action
and necessarily affecting the judgment. 9
When to File
the NOA
Appellate court jurisdiction is limited to
those circumstances listed in A.R.S. § 12-
2101. The general rule is that the Arizona
Court of Appeals lacks jurisdiction until
there is a final judgment that disposes of all
claims and parties. 10 The underlying rationale of the final judgment rule is to prevent
disruptions of the trial process that leave
the trial court uncertain about its jurisdiction to decide a pending motion. This rule
also prevents the piecemeal appeals that
could result if appellate courts decided
cases while unresolved motions remained
below. 11
A final judgment resolves all issues
in the pleadings and “fix[es] the parties’
rights and liabilities as to the controversy
between them.” 12 All judgments in civil
cases must be in writing, and a judge or
authorized court commissioner must sign
them. 13 The judgment is not usually final
until it is filed with the trial court clerk. 14
A minute entry is only a final judgment if
it enters judgment or dismisses the action,
is signed by a judge, and is filed with the
clerk. 15 The trial court ordinarily should
not, in accordance with Rule 58(g), enter
a final judgment until claims for attorneys’
fees are resolved.
An NOA should be filed no later than
30 days after the entry of a final judgment. 16 An untimely NOA, before the new
rules go into effect, does not give the
appellate court jurisdiction and, under
those circumstances, the appellate court is
required to dismiss the attempted appeal. 17
False Start: The Premature Notice of Appeal
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